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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2017-08-23 |
Branch Locations
3048 Spring Mill Dr Suite B, Springfield, IL 62704 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wfg Investments Inc | Springfield | IL | 09/2010 | 08/2017 |
| Kestra Investment Services, Llc. | Springfield | IL | 08/2017 | Present |
| Kestra Advisory Services, Llc. | Springfield | IL | 08/2017 | Present |
Business Name: KESTRA ADVISORY SERVICES, LLC Investment Related: Yes Address: 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400 AUSTIN TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: RIA Start Date: 8/24/2017 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: RIA OFFERING ADVICE AND PLANNING FOR A FEEBusiness Name: DAN EICHINGER RENTAL PROPERTY Investment Related: No Address: 4108 CHANDLERWOOD SPRINGFIELD IL 62711 Nature of Business: Real Estate Position, Title or Relationship: OWNER / LANDLORD Start Date: 10/31/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: ACQUIRE PROPERTIES, COMPLETE REPAIRS AND REHABILITATION, THEN LEASE.Business Name: KB Elliott financial advisors Investment Related: Yes Address: 3048 Spring Mill Dr, Suite B Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: FINANCIAL ADVISOR Start Date: 9/10/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: SELL INVESTMENT SECURITIES , AND FIXED & LTC INSURANCE PRODUCTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-17 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-25 |
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