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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2017-08-23
  • IL RA
    APPROVED
    Since 2017-08-23

Branch Locations

3048 Spring Mill Dr Suite B, Springfield, IL 62704 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wfg Investments Inc Springfield IL 09/2010 08/2017
Kestra Investment Services, Llc. Springfield IL 08/2017 Present
Kestra Advisory Services, Llc. Springfield IL 08/2017 Present
  • 09/2010 → 08/2017
    Wfg Investments Inc
    Springfield, IL
  • 08/2017 → Present
    Kestra Investment Services, Llc.
    Springfield, IL
  • 08/2017 → Present
    Springfield, IL
Previous Registrations
  • 2010-09-03 → 2017-08-25
    Wfg Advisors, Lp
    Springfield, IL
  • 2007-01-18 → 2010-09-07
    Springfield, IL
Other Businesses

Business Name: KESTRA ADVISORY SERVICES, LLC Investment Related: Yes Address: 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400 AUSTIN TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: RIA Start Date: 8/24/2017 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: RIA OFFERING ADVICE AND PLANNING FOR A FEEBusiness Name: DAN EICHINGER RENTAL PROPERTY Investment Related: No Address: 4108 CHANDLERWOOD SPRINGFIELD IL 62711 Nature of Business: Real Estate Position, Title or Relationship: OWNER / LANDLORD Start Date: 10/31/2012 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: ACQUIRE PROPERTIES, COMPLETE REPAIRS AND REHABILITATION, THEN LEASE.Business Name: KB Elliott financial advisors Investment Related: Yes Address: 3048 Spring Mill Dr, Suite B Springfield IL 62704 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: FINANCIAL ADVISOR Start Date: 9/10/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: SELL INVESTMENT SECURITIES , AND FIXED & LTC INSURANCE PRODUCTS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-17
S63 Uniform Securities Agent State Law Examination 1999-08-25
  • S66 Uniform Combined State Law Examination
    2007-01-17
  • S63 Uniform Securities Agent State Law Examination
    1999-08-25
Other Names
  • Dan Eichinger
  • Daniel Eichinger

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