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Robert Carl Ruff

Mml Investors Services, LLC

Toledo, OH

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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-08-01
OH RA APPROVED 2004-01-22
  • TX RA
    APPROVED_RES
    Since 2014-08-01
  • OH RA
    APPROVED
    Since 2004-01-22

Branch Locations

7150 W Central Ave Suite 100, Toledo, OH 43617 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Company Toledo OH 06/1988 Present
Mml Investors Services, Llc Toledo OH 07/1988 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-10-21
  • S63 Uniform Securities Agent State Law Examination
    1988-10-21
Other Names
  • Bob Ruff

View on SEC IAPD

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EDWARD JONES · TOLEDO, OH
EAGLE STRATEGIES LLC · TOLEDO, OH
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Toledo, OH
AMERITAS ADVISORY SERVICES, LLC · TOLEDO, OH

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