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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-06-20 |
| TX | RA | APPROVED | 2017-02-15 |
| MD | RA | APPROVED | 2015-10-09 |
Branch Locations
230 Schilling Cir Ste 300, Hunt Valley, MD 21031 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Hunt Valley | MD | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hunt Valley | MD | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-06-22 |
| S63 | Uniform Securities Agent State Law Examination | 1988-08-26 |
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