Matthew Joseph Portnoy

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 10/2016
  Wells Fargo Advisors Llc
  New Canaan, CT
• 10/2016 → Present
  Stifel Nicolaus & Co Inc
  White Plains, NY

Previous Registrations

• 2008-05-05 → 2016-10-19
  Wells Fargo Clearing Services, Llc
  Wilton, CT
  Melville, NY
  Shelton, CT
  New Canaan, CT
  New Canaan, CT
  Monroe, CT
  Purchase, NY
• 2004-04-22 → 2008-05-30
  Deutsche Bank Securities Inc.
  Greenwich, CT
  Greenwich, CT
• 2003-10-29 → 2004-05-10
  Ubs Financial Services Inc.
  Ridgefield, CT

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-02
• S63 Uniform Securities Agent State Law Examination
  1988-07-28

Other Names

• Matthew Portnoy