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1290 Broadway, Suite 1000, Denver, CO 80203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-08-23 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Alps Advisors, Inc. | Denver | CO | 01/2021 | Present |
| Oppenheimerfunds, Inc. | Centennial | CO | 08/2008 | 09/2020 |
| Unemployed | Parker | CO | 09/2020 | 01/2021 |
1.ALPS Advisors, Inc.; Investment-Related; 1290 Broadway Suite 1000 Denver, CO 80203; RIA; Director Fixed Income Strategy and Research; 1/11/2021; 160 HRS/MON; 130 HRS/MON During Trading Hours; Responsible for All Fixed Income Research and Recommendations for the Firm. 2. NFLATR LLC; Not Investment-Related; Address on File; Provides Inflation Data to Business; Founder; 1/1/2023; 0 HRS/MON; None During Trading Hours; Provides Inflation Data to Businesses.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-10-10 |
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