Nicole Noel Middendorf

Current Employers

Employment History

• 01/2003 → 04/2017
  Lpl Financial, Llc
  Plymouth, MN
• 04/2017 → Present
  Raymond James Financial Services, Inc.
  Plymouth, MN
• 05/2017 → Present
  Raymond James Financial Services Advisors Inc.
  Minneapolis, MN

Previous Registrations

• 2014-04-25 → 2017-06-05
  Prosperwell Financial
  Plymouth, MN
• 2009-07-14 → 2017-05-04
  Lpl Financial Llc
  Plymouth, MN
  Plymouth, MN
  Plymouth, MN

Other Businesses

(1)Name of Business: Address: 4300 Baker Road, Minnetonka, MN, 55343, United States Activity Type: Other Position/Title: Author Investment Related: Yes Start Date: 04/04/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Recording 3-5 videos per year. Developing content and producing the videos. (2)Name of Business: My Grace Properties Address: 4300 Baker Rd, Minnetonka, MN, 55343\n, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 02/26/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: the LLC that owns a commercial building for my practice (3)Name of Business: Nicole Middendorf Media Address: 4300 Baker Rd, Minnetonka, MN, 55343, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/15/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Company in which I get paid to speak, be on TV, author books. Promotional products etc that have motivational sayings on them. Provide content to various groups and coaching programs. changed named from Living Financially Well Media to Nicole Middendorf Media. Have nicolemiddendor.com which is media, public speaking and coaching for financial advisors. March 16 2023 launching liveitlist.com which is inspirational and motivational content and courses and trips. (4)Name of Business: Prosperwell Financial Address: 4300 Baker Rd, Minnetonka, MN, 55343, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 10/22/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Owner, wealth advisor (5)Name of Business: The Live it List Foundation Address: 2232 shadywood rd , Wayzata, MN, 55391, United States Activity Type: Non profit Position/Title: Director Investment Related: Yes Start Date: 05/15/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President of Foundation

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-09-22
• S63 Uniform Securities Agent State Law Examination
  1999-08-30

Other Names

• Nikki Vandergriff
• Nicole Vandergriff