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Current Employers
Quantitative Asset Management, Llc

4350 Baker Road Suite 160, Minnetonka, MN 55343 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2007-04-18
  • TX RA
    APPROVED_RES
    Since 2007-04-18

Branch Locations

4350 Baker Road Suite 160, Minnetonka, MN 55343 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Quantitative Asset Management Wayzata MN 04/2007 Present
  • 04/2007 → Present
    Quantitative Asset Management
    Wayzata, MN
Previous Registrations
Other Businesses

HART SKIS INC. CHAIRMAN / OWNER 641 EAST LAKE STREET STE 216 WAYZATA, MN 55391 DUTIES: BOARD MEMBER HOURS: 1 HOUR/MTH, NON-INVESTMENT RELATED START DATE: JANUARY 2007

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-27
S63 Uniform Securities Agent State Law Examination 1979-12-06
  • S65 Uniform Investment Adviser Law Examination
    1992-08-27
  • S63 Uniform Securities Agent State Law Examination
    1979-12-06

View on SEC IAPD

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