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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-02-02 |
| MN | RA | APPROVED | 2017-05-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Plymouth | MN | 09/2016 | 04/2017 |
| Raymond James Financial Services, Inc. | Plymouth | MN | 04/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Minneapolis | MN | 05/2017 | Present |
(1)Name of Business: Gandrud Financial LLC Address: 4300 Baker Rd, Minnetonka, MN, 55343-8600, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 01/01/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is a DBA that I will be working under. I will still represent Prosperwell Financial but have this LLC for a portion of my business. (2)Name of Business: Prosperwell Financial Address: 4300 Baker Rd, Minnetonka, MN, 55343, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 04/01/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the DBA we are working under.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-02-27 |
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