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John C Farni

Quantitative Asset Management, LLC

Minnetonka, MN

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Current Employers
Quantitative Asset Management, Llc

4350 Baker Road Suite 160, Minnetonka, MN 55343 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-27
MN RA APPROVED 2015-10-22
  • TX RA
    APPROVED_RES
    Since 2015-10-27
  • MN RA
    APPROVED
    Since 2015-10-22

Branch Locations

4350 Baker Road Suite 160, Minnetonka, MN 55343 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets Corporation Wayzata MN 03/2008 Present
Quantitative Asset Management Wayzata MN 10/2015 Present
  • 03/2008 → Present
    Rbc Capital Markets Corporation
    Wayzata, MN
  • 10/2015 → Present
    Quantitative Asset Management
    Wayzata, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-14
S63 Uniform Securities Agent State Law Examination 2001-05-16
  • S66 Uniform Combined State Law Examination
    2002-02-14
  • S63 Uniform Securities Agent State Law Examination
    2001-05-16

View on SEC IAPD

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Other Offices

MERCED CAPITAL, L.P. · MINNETONKA, MN
AMERIPRISE FINANCIAL SERVICES, LLC · Minnetonka, MN
CRESSET ASSET MANAGEMENT, LLC · MINNETONKA, MN
CAPTRUST · Minnetonka, MN
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · MINNETONKA, MN
CRESSET ASSET MANAGEMENT, LLC · Minnetonka, MN
ORGEL WEALTH MANAGEMENT, LLC · Minnetonka, MN
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