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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2023-08-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Plymouth | MN | 06/2020 | 07/2023 |
| Avantax Advisory Services | Plymouth | MN | 06/2020 | 07/2023 |
| Mrk Financial Solutions, Inc. | Plymouth | MN | 06/2019 | 08/2019 |
| Chuck And Don's Pets Food Outlet | Plymouth | MN | 04/2014 | 01/2018 |
| Iowa State University | Ames | IA | 01/2019 | 04/2020 |
| Mrk Financial Solutions, Inc. | Plymouth | MN | 05/2020 | 07/2023 |
| Iowa State University | Ames | IA | 02/2018 | 04/2018 |
| Mrk Financial Solutions, Inc. | Plymouth | MN | 12/2019 | 01/2020 |
| Mrk Financial Solutions, Inc. | Plymouth | MN | 12/2018 | 01/2019 |
| Unemployed | Plymouth | MN | 09/2019 | 11/2019 |
| Unemployed | Plymouth | MN | 02/2019 | 05/2019 |
| Mrk Financial Solutions, Inc. | Plymouth | MN | 06/2018 | 08/2018 |
| Unemployed | Plymouth | MN | 09/2018 | 11/2018 |
| Raymond James Financial Services | Minnetonka | MN | 07/2023 | Present |
(1)Name of Business: Prosperwell Financial Address: 4300 Baker Rd, Minnetonka, MN, 55343-8600, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 08/07/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Client Services Associate
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-10-08 |
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