Bryan Isamu Azuma

Current Employers

Employment History

• 12/1975 → 08/2023
  Minnesota Life
  St. Paul, MN
• 06/1988 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 12/1975 → Present
  Self-Employed
  Honolulu, HI
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Honolulu, HI
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2000-02-02 → 2023-08-10
  Securian Financial Services, Inc.
  Honolulu, HI
  Honolulu, HI
  St. Paul, MN

Other Businesses

1) PACIFIC GUARDIAN LIFE INSURANCE CO, LTD. POSITION: Agent/Broker NATURE: Solicit temporary disability insurance INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/12/2001 ADDRESS: 1440 Kapiolani Blvd., Suite 1700, Honolulu HI 96814, United States DESCRIPTION: I am contracted as an agent with Pacific Guardian Life to sell Temporary Disability Insurance 2) BRYAN I. AZUMA REVOCABLE TRUST DATED 8.28.2000 POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2016 ADDRESS: 801 South King St., Unit #3810, Honolulu HI 96814, United States DESCRIPTION: I own a residential condominium unit, unit is titled to my revocable living trust, unit is rented to tenant, unit is managed by a licensed realtor/property manager. 3) MUTUAL OF OMAHA INSURANCE CO POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/11/2023 ADDRESS: 3300 Mutual of Omaha Plaza, Omaha NE 68175, United States DESCRIPTION: I solicit long term care insurance with Mutual of Omaha 4) TFG FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 12/01/1975 ADDRESS: 4001 MacArthur Blvd, 3r Floor, Newport Beach CA 92660, United States DESCRIPTION: Sell/service life insurance and disability insurance products 5) NOGUCHI & ASSOCIATES, INC. POSITION: Agent/Broker NATURE: Property Casualty Insurance & Temporary Disability Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/15/1998 ADDRESS: 1314 South King St., Suite 560, Honolulu HI 96814, United States DESCRIPTION: Solicit Property & Casualty Insurance and Temporary Disability Insurance 6) UNUM PROVIDENT POSITION: Agent/Broker NATURE: Insurance Agent INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2000 ADDRESS: 1 Fountain Square, Chattanooga TN 37402, United States DESCRIPTION: I was contracted with Unum to sell/service LTC insurance. I am no longer contracted. I service my clients and receive a service fee from Unum. 7) NAME OF OTHER BUSINESS: TAX AND FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 60; APX NUMBER OF HOURS DURING TRADING HOURS: 25; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-16
• S63 Uniform Securities Agent State Law Examination
  1988-09-20