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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2015-04-15 |
| TX | RA | APPROVED | 2015-04-15 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
1801 13Th Street Suite 310, Boulder, CO 80302-5342 • United States
Denver, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Llc | Denver | CO | 04/2015 | 11/2021 |
| Rbc Capital Markets, Llc | Boulder | CO | 11/2021 | Present |
1) NAME OF ENTITY: University of Denver ADDRESS: 2199 S. University Blvd. Denver, CO 80206 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Adjunct Faculty Course CAPACITY: Employee START DATE: 01/03/23 DUTIES: Adjunct Faculty HOURS DEVOTED PER MONTH: 2 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 2) NAME OF ENTITY: Range of Motion Project ADDRESS: PO Box 100915 Denver, CO 80250 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Prosthetic Care CAPACITY: Board of Directors * START DATE: 01/01/23 DUTIES: attending annual meeting, offering advice on HR solutions and business development HOURS DEVOTED PER MONTH: 1 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 1999-09-03 |
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