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Geoffrey Marshall Beringer

Janney Montgomery Scott LLC

Darien, CT

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2009-01-09
NC RA APPROVED 2008-10-23
NJ RA APPROVED 2008-10-08
CA RA APPROVED 2008-10-06
CT RA APPROVED 2007-07-31
OH RA APPROVED 2007-07-31
TX RA APPROVED 2007-07-27
  • DC RA
    APPROVED
    Since 2009-01-09
  • NC RA
    APPROVED
    Since 2008-10-23
  • NJ RA
    APPROVED
    Since 2008-10-08
  • CA RA
    APPROVED
    Since 2008-10-06
  • CT RA
    APPROVED
    Since 2007-07-31
  • OH RA
    APPROVED
    Since 2007-07-31
  • TX RA
    APPROVED
    Since 2007-07-27

Branch Locations

800 Post Road 2Nd Floor, Darien, CT 06820 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Janney Montgomery Scott Llc Darien CT 07/2007 Present
Previous Registrations
Other Businesses

MYLES M. BERINGER FOUNDATION, 36 BEACH DRIVE, DARIEN, CT 06820,CHARITABLE FOUNDATION, POSITION, PRESIDENT, DUTIES: RUN FOUNDATION ONE HOUR A MONTH NOT DURING BUSINESS DAY. STARTED ON 3/2000. UNITED CHURCH OF ROWAYTON, 210 ROWAYTON AVE. ROWAYTON, CT, 06853, CHURCH, BROAD POSITION, DUTIES: HELP RUNNING THE CHURCH HOUSEHOLD CONERNS ONE HOUR A MONTH NOT DURING BUSINESS DAY. STARTED 1/1/09. DARIEN ROTARY, P.O. BOX 44, DARIEN CT. 06820, COMMUNITY SERVICE ORG. POSITION: PRESIDENT ELECT, DUTIES: RUN CLUB 5 HOURS PER MONTH NOT DURING BUSINESS DAY. STARTED ON 7/2008.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-28
S65 Uniform Investment Adviser Law Examination 1998-10-19
S63 Uniform Securities Agent State Law Examination 1988-09-09
  • S66 Uniform Combined State Law Examination
    2005-09-28
  • S65 Uniform Investment Adviser Law Examination
    1998-10-19
  • S63 Uniform Securities Agent State Law Examination
    1988-09-09

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