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Current Employers
Founders Financial Securities Llc

1026 Cromwell Bridge Road Suite 100, Towson, MD 21286 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-09-22
MD RA APPROVED 2009-05-29
  • TX RA
    APPROVED_RES
    Since 2017-09-22
  • MD RA
    APPROVED
    Since 2009-05-29

Branch Locations

63 East Main St Suite 102, Westminster, MD 21157 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Aquino Financial Group Westminster MD 03/1998 Present
Founders Financial Securities, Llc Towson MD 05/2009 Present
Previous Registrations
  • 2003-09-11 → 2009-06-02
    Osaic Fa, Inc.
    Columbia, MD
    Westminister, MD
    Westminister, MD
Other Businesses

Associated Person of Founders Financial Securities, LLC., a broker-dealer and investment adviser located at 1026 Cromwell Bridge Road Suite 100 Towson, MD 21286. Investment Related. Associated Person uses FFS and DBA name for investment sales. Also doing business as 1) Aquino Financial Group- investment related; 63 E Main Street Suite 102, Westminster md, 21157; President; insurance business; 6/1/1996; 40 hrs per week; 40 hrs per week during trading; insurance sales, DBA name for investment and insurance sales , independent agent for life insurance sales. (2) St. John Finance Committee; non-investment related; Monroe Street, Westminster, MD 21158; Religious; Committee & Board Member; Volunteer; 10/2018; 1 hour / mo; 0 hours / mo during trading; provide general education / guidance (3) Aquino Properties, LLC: 63 E. Main Street Westminster, MD 21157; Member/President, commercial property, 10 hours per month. (4) Boys and Girls Clubs Westminster, MD Board Member, Treasurer, 2017-present, less than one hour per month. (5) Carroll Community College Foundation; 1601 Washington Road Westminster, MD 21157; Education Foundation; Board President; 2/Hours Per Month: 0/Hours During Trading. (6) Carroll County Chamber of Commerce Westminster, MD. Board Member for Local Business Networking Organization; Start Date: 1/1/2026, 2 hours per month/ 0 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-05
  • S66 Uniform Combined State Law Examination
    2003-09-05

View on SEC IAPD

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