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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-07-07 |
| TX | RA | APPROVED_RES | 2025-07-07 |
Branch Locations
40 Wight Avenue Suite 510, Hunt Valley, MD 21030 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates | Timonium | MD | 04/2013 | 07/2025 |
| Janney Montgomery Scott Llc | Hunt Valley | MD | 07/2025 | Present |
1. FINRA Arbitrator, Washington, DC. Arbitrator (07/2015) - assist with arbitrations. Compensated, not investment related, 1 hour/month. 2. HOA, Ft Lauderdale, FL. Board Member (03/2022) - assist with management of property, not compensated, not investment related, 2 hour/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-02-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-10-28 |
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