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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-03-14 |
| NY | RA | APPROVED | 2021-07-27 |
| TX | RA | APPROVED_RES | 2010-01-21 |
| NJ | RA | APPROVED | 2006-04-12 |
Branch Locations
6390 Main St, Ste 100, Williamsville, NY 14221 • United States
9110 Strada Pl 3Rd Floor [F9-Rbo], Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Buffalo | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Buffalo | NY | 11/2016 | Present |
MASONIC MEDICAL RESEARCH INSTITUTE, INV. RELATED, UTICA, NY, CHAIR OF THE BOARD OF DIRECTORS, START: 5/5/18, 5 HOURS/MONTH, 0 DURING TRADING, REVIEWS INVESTMENT PERFORMANCES AND PAYS ORGANIZATION EXPENSES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-16 |
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