Sherry Denise Holley

Current Employers

Employment History

• 09/2018 → Present
  Raymond James Financial Services Advisors, Inc.
  Lexington, KY
• 09/2018 → Present
  Raymond James Financial Services, Inc.
  Lexington, KY
• 08/2009 → Present
  J.J.B Hilliard, W.L. Lyons, Llc
  Lexington, KY

Previous Registrations

• 2009-08-21 → 2018-09-26
  J.J.B. Hilliard, W.L. Lyons, Llc
  Lexington, KY
• 2008-01-01 → 2009-08-24
  Wells Fargo Clearing Services, Llc
  Lexington, KY
  Lexington, KY
• 2003-10-29 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Pikeville, KY
  London, KY
  Lexington, KY
  St. Louis, MO
  Georgetown, KY

Other Businesses

(1) Name of Business: Blue Grass Trust for Historic Preservation Address: 201 N. Mill St., Lexington, KY, 40508, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 03/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am there to support and raise funds for the non profit organization. Also, to review the financials and investments as part of the finance committee. (2) Name of Business: Gratz Park Private Wealth Address: 110 E. Third St., Lexington, KY, 40508, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/25/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Wealth Advisor (3) Name of Business: Holley-Slaughter Charitable Foundation Address: 331 S. Mill St., Lexington, KY, 40508, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 07/17/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Grantor (4) Name of Business: Purple Aura Properties LLC Address: 331 S Mill St, Lexington, KY, 40508, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 02/12/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (5) Name of Business: Signature Wealth Group Address: 190 Market St Ste 2, Lexington, KY, 40507, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/25/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Help in recruiting and advise on processes and systems (6) Name of Business: Small Giant LLC Address: 1206 Clear Creek Rd, Nicholasville, KY, 40356, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 03/15/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (7) Name of Business: Transylvania University Address: 300 N. Broadway , Lexington, KY, 40508, United States Activity Type: Non profit Position/Title: Other, Board Member, Finance/Investment Committee Member, Committee Member Investment Related: Yes Start Date: 07/02/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board member - Support the mission of the university\n\nI am now Chair of Finance Committee and Chair of Investment Committee. I do not hold any accounts for the university, nor do I have signing privileges. (8) Name of Business: Uncarved Block, LLC Address: 1206 Clear Crekk Road, Nicholasville, KY, 40356, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/25/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landowner (9) Name of Business: Womens Worth Alliance Address: 110 E. Third St., Lexington, KY, 40508, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 04/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am helping with content and networking relationships.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-07-07
• S63 Uniform Securities Agent State Law Examination
  1991-04-08