Best Investors
Account
Sign in
Best Investors
Account
Sign in
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| NC | RA | APPROVED | 2005-08-09 |
Branch Locations
603 Dolley Madison Rd Ste 112, Greensboro, NC 27410 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Greensboro | NC | 07/1998 | Present |
| Principal Securities Inc | Greensboro | NC | 03/2016 | Present |
***JEWISH FOUNDATION OF GREENSBORO, MARKETING COMMITTEE MEMBER, VICE SHAIR OF THE PROFESSIONAL ADVISORS COMMITTEE, MEMBER OF INVESTMENT COMMITTEE, 4/15/11. ***RETIREMENT PLANNING, FEE BASED RETIREMENT PLANNING SERVICES, 10/16/09. ***OUTSIDE INSURANCE/GROUP BENEFITS, SELLING INDIVIDUAL AND GROUP FIXED LIFE INSURANCE, DISABILITY, MEDICARE SUPPLEMENTS AND HEALTH INSURANCE, ALSO SELLING STRUCTURED SETTLEMENTS THROUGH PPN, 9/21/11. **GREENSBORO JEWISH FEDERATION, MEMBER OF THE PERSONNEL COMMITTEE, 5/3/13. **JUNIOR LEAGUE, SUSTAINER BOARD MEMBER, 5/3/13. ***Rental Property; Not Investment Related; 95 S Lumina Ave, Unit 6A, Wrightsville Beach, NC; Owner; Rental condominium; Start Date: 04/01/2018; 3 hrs per month; 3 during trading hours.***Greensboro Jewish Foundation; Not Investment Related; Greensboro, NC; Board Member; Plot future activities and goals for the organization for the next two years.; Start Date: 06/01/2020; 20 hrs per month; 20 during trading hours. INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2014 ADDRESS: 603 Dolley Madison Road, Suite 112, Greensboro NC 27410, United States DESCRIPTION: Group and individual LTC insurance. BETH DAVID SYNAGOGUE POSITION: Advisor to the Rabbi NATURE: Consulting INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2021 ADDRESS: 603 Dolley Madison Road, Suite 112, Greensboro NC 27410, United States DESCRIPTION: I meet with members of the Synagogue and the Rabbi on a quarterly basis so that we can advise the Rabbi in any matter that he might be interested in discussing.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-08 |
| S65 | Uniform Investment Adviser Law Examination | 1998-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-18 |
Reach out to this advisor