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Abel Andres Ramos

Raymond James Financial Services Advisors, Inc

Monroe, CT

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-10-10
CT RA APPROVED 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2018-10-10
  • CT RA
    APPROVED
    Since 2009-01-02

Branch Locations

324 Elm Street 203B, Monroe, CT 06468 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Monroe CT 01/1999 Present
Raymond James Financial Services Advisors, Inc Monroe CT 01/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-03
S63 Uniform Securities Agent State Law Examination 1988-09-07
  • S65 Uniform Investment Adviser Law Examination
    1995-07-03
  • S63 Uniform Securities Agent State Law Examination
    1988-09-07

View on SEC IAPD

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