John B Hess

Employer firm

The Pinnacle Financial Group CRD 164395

$1.38B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

The Pinnacle Financial Group

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-09-01
CT	RA	APPROVED	2019-03-01

NY RA
APPROVED

Since 2021-09-01
CT RA
APPROVED

Since 2019-03-01

Branch Locations

30 Old Kings Hwy S, Darien, CT 06820 • United States

9 South Long Beach Road, Rockville Centre, NY 11570 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
North Star Wealth Investors	Darien	CT	01/2010	Present
The Pinnacle Financial Group	Darien	CT	10/2013	Present
Lpl Financial Llc	Darien	CT	01/2010	Present

01/2010 → Present

North Star Wealth Investors

Darien, CT
10/2013 → Present

The Pinnacle Financial Group

Darien, CT
01/2010 → Present

Lpl Financial Llc

Darien, CT

Previous Registrations

2009-03-04 → 2009-06-03

J.P. Morgan Securities Llc

New Canaan, CT

Other Businesses

1. 1/20/2010: DBA ONLY - NORTH STAR WEALTH INVESTORS, LLC - TIME SPENT 95% - DARIEN, CT. 2. 6/3/2014: REGISTERED INVESTMENT ADVISOR - (HYBRID) THE PINNACLE FINANCIAL GROUP - TIME SPENT 75% - DARIEN, CT. 3. 10/29/2014: REGISTERED INVESTMENT ADVISOR DBA - THE PINNACLE FINANCIAL GROUP - (HYBRID) - DBA: NORTH STAR WEALTH INVESTORS LLC - 80 HOURS PER MONTH/4 HOURS DURING TRADING - DARIEN, CT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-03-03

S66 Uniform Combined State Law Examination

2009-03-03

Designations

Certified Financial Planner

Other Names

John B Hess

View on SEC IAPD