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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-07-02 |
| FL | RA | APPROVED | 2022-12-21 |
| MD | RA | APPROVED | 2010-11-22 |
| TX | RA | APPROVED_RES | 2010-11-18 |
Branch Locations
307 International Circle Suite 440, Hunt Valley, MD 21030 • United States
Key West, FL • United States
Chincoteague, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Hunt Valley | MD | 11/2010 | Present |
MOONSTRUCK LLC / HYDE PARK NY 11042 / REAL ESTATE / OWNS LAND IN COSTA RICA / MEMBER / START DATE 08/20/2004. Chesdapeake Shalespeare Company / 7 S. Calvert Street Baltimore,MD 21210 / Other/ Sport & Leisure Facilities / sharespeare company / Member of Board of Directors / / attend meetings. / Start Date 12/01/2016/ non profit / Horizon Day Camp / 8 Market Place # 331, Baltimore, MD 21202 / United States / https://horizondaycamp.org / No / Charity / a summer camp for children with cancer and their siblings / Member of Board of directors / attend 2 meeting a year and make donation / Start Date 9/27/2019 / No / No
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 1988-07-01 |
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