David Richard Stack

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Ubs Financial Services Inc
  Hunt Valley, MD

Previous Registrations

• 2004-08-20 → 2010-11-19
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Hunt Valley, MD
  Baltimore, MD
  Baltimore, MD
• 1998-01-01 → 2004-08-26
  Morgan Stanley Dw Inc.
  Baltimore, MD

Other Businesses

MOONSTRUCK LLC / HYDE PARK NY 11042 / REAL ESTATE / OWNS LAND IN COSTA RICA / MEMBER / START DATE 08/20/2004. Chesdapeake Shalespeare Company / 7 S. Calvert Street Baltimore,MD 21210 / Other/ Sport & Leisure Facilities / sharespeare company / Member of Board of Directors / / attend meetings. / Start Date 12/01/2016/ non profit / Horizon Day Camp / 8 Market Place # 331, Baltimore, MD 21202 / United States / https://horizondaycamp.org / No / Charity / a summer camp for children with cancer and their siblings / Member of Board of directors / attend 2 meeting a year and make donation / Start Date 9/27/2019 / No / No

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-10-07
• S63 Uniform Securities Agent State Law Examination
  1988-07-01

Other Names

• Dave Stack
• David R Stack