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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-07-26
CO RA APPROVED 2016-04-21
  • TX RA
    APPROVED
    Since 2023-07-26
  • CO RA
    APPROVED
    Since 2016-04-21

Branch Locations

1557 S Washington Street, Denver, CO 80210 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Horace Mann Insurance Denver CO 10/1987 Present
Jacks & Associates Lakewood CO 11/1991 Present
Kestra Investment Services, Llc. Littleton CO 04/2016 Present
Kestra Advisory Services, Llc. Littleton CO 04/2016 Present
  • 10/1987 → Present
    Horace Mann Insurance
    Denver, CO
  • 11/1991 → Present
    Jacks & Associates
    Lakewood, CO
  • 04/2016 → Present
    Kestra Investment Services, Llc.
    Littleton, CO
  • 04/2016 → Present
    Littleton, CO
Other Businesses

Business Name: Jacks & Associates Insurance Agency Investment Related: Yes Address: 6630 South Broadway Littleton CO 80121 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 11/1/1991 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: 21% - 30% (29 - 42 hours) Duties: Owner - Broker Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-07-19
  • S63 Uniform Securities Agent State Law Examination
    1988-07-19
Designations

View on SEC IAPD

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