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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-24 |
| MN | RA | APPROVED | 2024-01-19 |
Branch Locations
105 New England Pl Ste 240, Stillwater, MN 55082 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Woodbury Financial Services | Lake Elmo | MN | 05/2000 | 01/2024 |
| Osaic Wealth, Inc. | Stillwater | MN | 01/2024 | Present |
1) HALLOWEEN HOLDINGS LLC; NONINVT REL; 1031 EAGLE RIDGE TRAIL, STILLWATER MN 55082; CHIEF MANAGER; OWN AN OFFICE CONDO; START 04/01/2004; 1 HR/MTH, NONE DURING TRADING; CHIEF MANAGER. 2) HALLOWEEN HOLDINGS,LLC POSITION: Chief Manager NATURE: LLC that owns the office condo where I run my securities business office. INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: 1031 Eagle Ridge Trl, Stillwater MN 55082, United States DESCRIPTION: Pay mortgage and cam expenses, basic upkeep on the property. 3) LIBERTY VILLAGE WEALTH MANAGEMENT POSITION: Owner/Agent NATURE: sole proprietor non-securities insurance business INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/16/1988 ADDRESS: 105 New England Place #240, STILLWATER MN 55082, United States DESCRIPTION: work with clients to shop for their life and life with chronic care coverage insurance needs. That entails the following: field underwriting their risk shopping different insurance companies for the optimum fit communicate this with clients go thru the process with them from start to policy delivery
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1988-06-29 |
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