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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-09-18 |
| HI | RA | APPROVED | 2010-04-22 |
Branch Locations
841 Bishop Street Suite 935, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Honolulu | HI | 04/2010 | Present |
1. 04/22/10 - MCKEAGUE & HALEY, INC. (PRIVATE WEALTH PLANNING)/ DBA ONLY/ HONOLULU, HI 2. 04/22/10 - FIXED INSURANCE BUSINESS/ AGENT WITH PRINCIPAL LIFE INSURANCE/ 20% OF TIME/ HONOLULU, HI 3. 06/15/2011 - NON-VARIABLE INSURANCE - FIXED INSURANCE; LIFE, DISABILITY, ANNUITIES AND LTC. - 20% - $50000.00 4. 04/14/2016 * McKeague & Haley, Inc. * Real Estate Rental * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 04/06/2016 * 1 HR/MO DURING SECS TRDG HRS. * As an individual, not as a registered rep, I would like to bill for my time and for the conference room reservation when vendors, business owners, salespeople want to meet in our conference room. I will not be providing investment, financial or securities related advice. I will not be providing any consulting, advisory or professional services and I will make that very clear up front. I will simply be listening and reading any materials that they would like me to read. To be clear, this is not a service that I anticipate anyone will want to pay for. However, in the unlikely event that someone would like to pay to meet with me and take a conference room slot, I want to be able to present it as an option. 5. 9/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 07/21/2015 - 0 Hours Per Month - Registered Notary for the State of Hawaii.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-07-08 |
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