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Matthew Frederick Haley

LPl Financial LLC

Honolulu, HI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-09-18
HI RA APPROVED 2010-04-22
  • TX RA
    APPROVED_RES
    Since 2015-09-18
  • HI RA
    APPROVED
    Since 2010-04-22

Branch Locations

841 Bishop Street Suite 935, Honolulu, HI 96813 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Honolulu HI 04/2010 Present
Previous Registrations
Other Businesses

1. 04/22/10 - MCKEAGUE & HALEY, INC. (PRIVATE WEALTH PLANNING)/ DBA ONLY/ HONOLULU, HI 2. 04/22/10 - FIXED INSURANCE BUSINESS/ AGENT WITH PRINCIPAL LIFE INSURANCE/ 20% OF TIME/ HONOLULU, HI 3. 06/15/2011 - NON-VARIABLE INSURANCE - FIXED INSURANCE; LIFE, DISABILITY, ANNUITIES AND LTC. - 20% - $50000.00 4. 04/14/2016 * McKeague & Haley, Inc. * Real Estate Rental * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * START 04/06/2016 * 1 HR/MO DURING SECS TRDG HRS. * As an individual, not as a registered rep, I would like to bill for my time and for the conference room reservation when vendors, business owners, salespeople want to meet in our conference room. I will not be providing investment, financial or securities related advice. I will not be providing any consulting, advisory or professional services and I will make that very clear up front. I will simply be listening and reading any materials that they would like me to read. To be clear, this is not a service that I anticipate anyone will want to pay for. However, in the unlikely event that someone would like to pay to meet with me and take a conference room slot, I want to be able to present it as an option. 5. 9/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary - Started 07/21/2015 - 0 Hours Per Month - Registered Notary for the State of Hawaii.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-01
S63 Uniform Securities Agent State Law Examination 1999-07-08
  • S65 Uniform Investment Adviser Law Examination
    2005-06-01
  • S63 Uniform Securities Agent State Law Examination
    1999-07-08
Other Names
  • Matt F Haley

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