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Scott Allan Settelen

Wells Fargo Clearing Services, LLC

Winston Salem, NC

Clemmons, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-22
NC RA APPROVED 2002-06-21
  • TX RA
    APPROVED
    Since 2023-02-22
  • NC RA
    APPROVED
    Since 2002-06-21

Branch Locations

380 Knollwood St Ste 600, Winston Salem, NC 27103 • United States

Clemmons, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winston Salem NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winston Salem NC 11/2016 Present
Previous Registrations
  • 2002-01-28 → 2002-06-21
    Wachovia Securities, Inc.
    Winston Salem, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-01
S63 Uniform Securities Agent State Law Examination 1993-12-28
  • S65 Uniform Investment Adviser Law Examination
    1995-11-01
  • S63 Uniform Securities Agent State Law Examination
    1993-12-28
Designations
Other Names
  • Scott A. Settelen

View on SEC IAPD

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