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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2018-02-28 |
Branch Locations
433 South Main Street Suite 325, West Hartford, CT 06110 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Hartford | CT | 09/2008 | 02/2018 |
| Morgan Stanley Smith Barney | Hartford | CT | 06/2009 | 02/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 02/2018 |
| Raymond James & Associates | West Hartford | CT | 02/2008 | Present |
1) Plumb Hill LLC; Investment related - No; Litchfield,, Connecticut; Charity / Private Foundation; Board member, Treasurer (proprietor, partner, officer, director, employee, trustee, agent10/2017; During business hours: 0; After business hours: .30; Taking care of soccer/track/field hockey complex owned by LLC 2)Name of Business : Plumb Hill Playing Fields Inc Address: Litchfield, CT Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 10/10/2017 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: President of the Board
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 1996-03-15 |
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