Ross William Richardson

Current Employers

Employment History

• 04/2003 → 10/2024
  Pembroke Advisors, Inc.
  Houston, TX
• 10/2024 → Present
  Apella Capital, Llc
  West Hartford, CT

Previous Registrations

• 2012-08-07 → 2024-10-29
  Pembroke Advisors, Inc.
  Bush, LA
  Bush, LA
• 2003-03-27 → 2012-06-27
  Pembroke Advisors, Inc.
  Houston, TX
• 2001-02-23 → 2003-05-07
  Sii Investments, Inc.
  Austin, TX

Other Businesses

Effective May of 2021, Mr. Richardson is an instructor for Dobbs Education, LLC which provides the coursework and content for Yale School of Management's Certified Private Wealth Advisor Certification (CPWA) program. This business is strictly educational and not investment-related. The address for Dobbs Education, LLC is 609 SW 8th St., Suite 600, Bentonville, Arkansas 72712-8706. Mr. Richardson is a Course Instructor for Dobbs serving in a non-employee contracted capacity. Mr. Richardson assists students enrolled in Yale's program with course content questions, study guidance and general support questions. He spends approximately 32-40 hours per month in this position, the hours of which are flexible and variable with approximately half of the time commitment occurring during securities trading hours.. West 30's Redemption Company, Inc.; West 30's Redemption Company, Inc.- Board President

Exams

• S66 Uniform Combined State Law Examination
  2001-02-22
• S63 Uniform Securities Agent State Law Examination
  1988-06-23

Designations

Other Names

• Ross William Richardson
• Ross William Richardson