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682 Teton Trail, Frankfort, KY 40601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
| VA | RA | APPROVED | 2021-03-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The University Of Virginia'S College At Wise | Wise | VA | 08/1995 | 08/2017 |
| Kentucky State University | Frankfort | KY | 08/2017 | Present |
Kentucky State University, Frankfort, Kentucky, Associate Professor of Economics and Finance. This business is not investment related. Working part time with VistaFront Partners Inc. This is a full time teaching position. . Hours teaching during market trading hours vary from semester to semester, but I approximate that I will be available 4 hours each day during trading hours. Bluegrass Crypto Inc. is located at 110 Cherry Street, Lawrenceburg, KY 40342. This company is not investment related. Dr. Stratton serves as VP of the company. This company was established for the purpose of mining and collecting ethereum coins. The company is owner of 12.5 coins at the moment and owns the server equipment for the purpose of mining. The company has stopped mining for ethereum because the mining for this has been halted. The company will only hold these coins for future appreciation in value. Dr. Stratton has spent minimal time on this company. Less than an hour per week, none of which is during securities trading hours. Dr. Stratton is the Registered Agent for Friends of BRED Business LLC, a private for profit company with the mission of giving back to the School of Business at Kentucky State University. It was formed on July 19, 2024. His role is to work with an Executive Committee only as a consultant as they form and build the company in its dual role as a for profit company with a philanthropic endeavor. The address on file is 700 Leslie Avenue, Frankfort, KY 40601. This company is not investment related. Time spent is less than 2 hours each week, none spent during trading hours. Dr. Stratton is the Registered Agent and consultant for Friends of HBCU's LLC. The company was formed on July 19, 2024. His role in this company is to consult the Executive Committee as they develop the company into a for profit company with the mission of giving back to Historically Black Colleges and Universities (HBCU's). This company is also a for profit company with a philanthropic endeavor. The address on file is 700 Leslie Avenue, Frankfort, KY 40601. Time spent is less than two hours per week and none during trading hours. This company is not investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-22 |
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