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David Paul Vaughan

Avior Wealth Management, LLC

The Woodlands, TX

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Current Employers
Avior Wealth Management, Llc

14301 First National Bank Parkway Suite 410, Omaha, NE 68154 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2022-10-04
TX RA APPROVED 2022-10-04
  • LA RA
    APPROVED
    Since 2022-10-04
  • TX RA
    APPROVED
    Since 2022-10-04

Branch Locations

10655 Six Pines Drive Suite 100, The Woodlands, TX 77380 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodlands Securities Corporation The Woodlands TX 08/1995 Present
Woodlands Asset Managment Inc. The Woodlands TX 06/1999 10/2022
Avior Wealth Management Omaha NE 10/2022 Present
  • 08/1995 → Present
    Woodlands Securities Corporation
    The Woodlands, TX
  • 06/1999 → 10/2022
    Woodlands Asset Managment Inc.
    The Woodlands, TX
  • 10/2022 → Present
    Avior Wealth Management
    Omaha, NE
Previous Registrations
  • 1995-09-25 → 2022-10-05
    Woodlands Asset Management Inc
    The Woodlands, TX
    The Woodlands, TX
Other Businesses

1. INSURANCE AGENT - SAME ADDRESS, INVESTMENT RELATED, START DATE: 1996, HOURS/MO: 75, DURING TRADING HOURS. 2.. PALATIOS PARTNERS, PALATIOS PARTNERS II, 3MVP LLC, BAY BREEZE LLC - LIMITED PARTNERSHIPS AND GENERAL PARTNER MEMBERS, PERSONAL REAL ESTATE TRANSACTIONS, INVESTMENT RELATED, SAME ADDRESS, START DATE: 2006 & 2008, HOURS/MO: 5, MAY BE DURING TRADING HOURS. 3. WOODLANDS SECURITIES CORP. 10655 SIX OINES DRIVE, STE. 100, THE WOODLANDS, TX 77380. INVESTMENT RELATED, START DATE 1995, HOURS/MO: 20, DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-05-10
  • S63 Uniform Securities Agent State Law Examination
    1988-05-10

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