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111 Center St, Little Rock, AR 72201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-03-24 |
| TN | RA | APPROVED | 2012-01-06 |
Branch Locations
6075 Poplar Avenue Crescent Center, Memphis, TN 38119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stephens Inc | Memphis | TN | 01/2012 | 03/2023 |
| Stephens Inc. | Memphis | TN | 03/2023 | Present |
US Navy League, Memphis Council Board - 510 Poplar Ave, Suite 2700, Memphis, TN 38137 - not investment related - Board Member - November 2006 - Organization that supports Navy, Marine Corps, Coast Guard and Merchant Marie Fleet - 5 hours per month devoted to the other business - 0 hours devoted during securities trading hours; BedPanEase, LLC - 965 Bray Station Rd, Collierville, TN - not investment related - 100% Owner - Designed a medical mattress with bed pan recess - 1/2017 - 5 to 6 hours weekly devoted to the other business - 0 hours devoted during securities trading hours; Self/Cage Carruthers - not investment related - 965 Bray Station Road, Collierville, TN - Writer - Fiction book - 4/2019 - 4 to 6 hours per week devoted to the other business - 0 hours devoted to the other business during securities trading hours; Self/Cage Carruthers - not investment related - 965 Bray Station Road, Collierville, TN - Author - fiction books - October 2020 - 4 to 6 hours per week devoted to the other business - 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-06-29 |
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