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Michael Todd Peters

Equitable Advisors, LLC

Williamsville, NY

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-18
TX RA APPROVED_RES 2018-04-27
  • NY RA
    APPROVED
    Since 2021-05-18
  • TX RA
    APPROVED_RES
    Since 2018-04-27

Branch Locations

350 Essjay Road Suite 300, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

Member of a Limited Liability Company, The BlackOak Group, LLC 393 N Rockingham Way Amherst, NY 14228, Start Date 3/1/2009, 20 Hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-05
S63 Uniform Securities Agent State Law Examination 1999-07-21
  • S65 Uniform Investment Adviser Law Examination
    1999-11-05
  • S63 Uniform Securities Agent State Law Examination
    1999-07-21
Other Names
  • Michael T Peters

View on SEC IAPD

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GREGORY PAUL POLEON
CHRISTOPHER ZACCHEAUS CHILES
RANDY DEVIN TOTH
HARENDER SINGH ARORA
JILL CARTER
KATHLEEN ANN PETERSON
COLDEN HOLLINS
PAUL ARTHUR HOLLINS

Other Offices

OSAIC WEALTH, INC. · WILLIAMSVILLE, NY
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILLIAMSVILLE, NY
RABENOLD ADVISORS, INC. · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
CETERA INVESTMENT ADVISERS LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY
LPL FINANCIAL LLC · WILLIAMSVILLE, NY

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