Best Investors Account Sign in

Kathleen Sue Kawczynski

Mml Investors Services, LLC

Toledo, OH

Sylvania, OH

CRD 1827118

Claim This Profile
Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2000-01-01
  • OH RA
    APPROVED
    Since 2000-01-01

Branch Locations

7150 W Central Ave Suite 100, Toledo, OH 43617 • United States

6711 Monroe Street Building V, Sylvania, OH 43560 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Toledo OH 03/1992 Present
Massmutual Life Insurance Co Toledo OH 01/1992 Present
Other Businesses

NAME: KATHLEEN S. KAWCZYNSKI INV REL: Y ADD: 7150 W Central Ave Suite 100 Toledo, OH. 43617 NATURE: Health and life insurance sales POSITION: Sales START DATE: 04/07/1992 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-01-19
  • S63 Uniform Securities Agent State Law Examination
    1993-01-19
Other Names
  • Kathy Kawczynski

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Toledo, OH

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor