Kathleen Fish

Current Employers

Employment History

• 11/2003 → Present
  Fish & Associates
  Memphis, TN
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Memphis, TN
• 12/2003 → Present
  Kestra Investment Services, Llc
  Memphis, TN

Other Businesses

Name: Kathy Fish Investment Related: No Address: 1509 Peabody Memphis TN 38104 Nature of Business: Other Other/None of the Above teach yoga at Cooper St yoga Title: teacher Start Date: 2/4/2019 Hrs/mth: 0-16 Duties: teach one class per week and sub Name: Playback Memphis Investment Related: No Address: 1000 S. Cooper St. Memphis TN 38104 Nature of Business: Board Position Title: Board Member Start Date: 8/25/2016 Hrs/mth: 0-16 Duties: Attend 75% of board meetings, serve on one committee, introduce people to Playback Memphis, meet with actors, meet with other board members, expand and diversify audiences Name: Kathy Fish Investment Related: No Address: 633 Oak Leaf Office Lane Memphis TN 38117 Nature of Business: Other Other/None of the Above teaching classes Title: CFP Start Date: 1/1/2017 Hrs/mth: 0-16 Duties: None , public service people need help , we offer a social security analysis if they pull their statement Name: Choices Investment Related: No Address: 1726 Poplar Avenue Memphis TN 38104 Nature of Business: Board Position Title: Board Member Start Date: 11/1/2017 Hrs/mth: 0-16 Duties: Attend board meetings, serve on finance committee, introduce people to Choices and their capital campaign efforts, meet with board members, expand awareness Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Title: Investment Advisor Representative Start Date: 4/4/2016 Hrs/mth: Up to 100% (0 to 160 hours) Hrs/mth during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Kathy Fish Investment Related: No Address: 633 Oakleaf Office Lane Memphis TN 38117 Nature of Business: Consulting Title: Organizer, facilitator of discussions. Start Date: 1/3/2017 Hrs/mth: 0-16 Duties: Organizing, advertising, providing materials, facilitating discussions. Name: Kathy Fish, Kathleen Fish Investment Related: No Address: 5942 Cottonwood Drive Ypsilanti MI 48197 Nature of Business: Consulting Title: Process Consultant Start Date: 10/31/2016 Hrs/mth: 0-16 Duties: Consultant consulting on business management processes, workflow processes, workflow management, and process structure on phone calls. Name: Fish and Associates Investment Related: Yes Address: 699 Oakleaf Office Lane Suite 105 Memphis TN 38117 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Other Other/None of the Above none Title: Producer and agent Start Date: 5/2/1990 Hrs/mth: 100%+ (More than 160 hours) Hrs/mth during trading hours: 81% - 90% (113 - 126 hours) Duties: sell life, LTC and some Health, securities and financial planning Name: Fish Investments LLC Investment Related: Yes Address: 0 Oakleaf Office Lane Memphis TN 38117 Nature of Business: Real Estate; Other Other/None of the Above Fish & Associates Title: Owner Start Date: 4/11/2008 Hrs/mth: 0-16 Duties: pay the mortgage when building is complete. Name: PLAYHOUSE ON THE SQUARE BOARD MEMBER POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 07/22/2024 ADDRESS: 66 S Cooper St, Memphis TN 38104 DESCRIPTION: Act as a board member providing governance adn oversight, serve on finance committee Name: OUTMEMPHIS POSITION: board member NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2025 ADDRESS: 892 Cooper St, Memphis TN 38104, United States DESCRIPTION: attend meeting, provide oversight and advocacy of organization

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-12
• S63 Uniform Securities Agent State Law Examination
  1990-06-19

Designations

Other Names

• Kathy Marie Jackson
• Kathleen Marie Cullen
• Kathleen Marie Jackson
• Kathleen Jackson Fish