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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-19 |
| CO | RA | APPROVED | 2006-01-16 |
Branch Locations
5251 Dtc Parkway Suite 1200, Greenwood Village, CO 80111-2737 • United States
Lakewood, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets Corporation | Denver | CO | 03/2008 | Present |
(1) Name of Entity: Joys Kitchen Address: 7700 Woodard Dr Investment/Not Investment Related: No Business Description: Foundation/Charitable Institution Start Date: Feb 07, 2024 Capacity: Other Duties: 501(c)3 Dedicated to addressing food insecurity and food waste at the grassroots level Hours Devoted Per Month: 0 - 4 Hours Hours Devoted During Securities Hours Per Month: 0 - 4 Hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-13 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-24 |
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