Constance Mary Foley

Current Employers

Employment History

• 06/2009 → 05/2019
  Morgan Stanley Smith Barney Llc
  New York, NY
• 06/2019 → 11/2020
  Charles Schwab & Co., Inc
  Princeton, NJ
• 06/2019 → 11/2020
  Charles Schwab Bank Ssb
  Princeton, NJ
• 11/2021 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Iselin, NJ
• 11/2020 → 11/2021
  Unemployed
  Morganville, NJ

Previous Registrations

• 2019-07-16 → 2020-12-03
  Charles Schwab & Co., Inc.
  Red Bank, NJ
  Princeton, NJ
  Bridgewater, NJ
  Princeton, NJ
• 2009-11-05 → 2019-07-10
  Morgan Stanley
  New York, NY

Other Businesses

1. FINRA; Investment related No; FINRA Arbitrator (proprietor, partner, officer, director, employee, trustee, agent); Oct 2018. I* 1693255 For profit or not for profit: Entity For Profit Name of outside business organization: Women in Leadership Program at the University of New Haven Investment related: yes Address of business: West Haven, CT, 06516 Nature of business: School, College or University Position, title, association: Board Member Start date of relationship: 02/12/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: I will be an Advisory Board Member to the Women in Leadership Program at the University of New Haven. I will be reviewing credit and non credit offerings and providing feedback on the program's effectiveness.

Exams

• S66 Uniform Combined State Law Examination
  2016-06-10
• S63 Uniform Securities Agent State Law Examination
  1993-04-02

Other Names

• Constance M Foley
• Constance Mary Foley
• Constance Foley