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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2021-01-13
  • NC RA
    APPROVED
    Since 2021-01-13

Branch Locations

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Vero Beach FL 10/2009 03/2020
Ameriprise Financial Services, Inc. Minneapolis MN 10/2009 03/2020
Ameriprise Financial Services, Llc Minneapolis MN 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Vero Beach, FL
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Minneapolis, MN
  • 03/2020 → Present
    Minneapolis, MN
Previous Registrations
  • 2003-07-14 → 2009-10-05
    Ameriprise Advisor Services, Inc.
    Melbourne, FL
    Vero Beach, FL
    Detroit, MI
  • 2003-03-07 → 2003-07-09
    Melbourne, FL
Other Businesses

Name of Activity: Rental Property; Date Activity Started/Modified/Ended: 10/15/2021; Type of Activity: Hospitality; Role/Relationship: Owner/ Proprietor; Responsibilities: Short term rental of basement. The space has its own entrance and is separate from my living space.; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-03-23
S63 Uniform Securities Agent State Law Examination 1993-12-23
  • S65 Uniform Investment Adviser Law Examination
    2001-03-23
  • S63 Uniform Securities Agent State Law Examination
    1993-12-23
Other Names
  • Lori Joyce Driscoll
  • Lori J Driscoll
  • Lori Ann Joyce
  • Lori Ann Driscoll

View on SEC IAPD

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