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James Everett Abernethy

Wells Fargo Advisors Financial Network, LLC

Winston Salem, NC

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-08-14
  • NC RA
    APPROVED
    Since 2026-08-14

Branch Locations

380 Knollwood St. Suite 340, Winston Salem, NC 27103 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Winston-Salem NC 06/2012 08/2026
Wells Fargo Advisors Financial Network, Llc Winston-Salem NC 08/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-07-10
S65 Uniform Investment Adviser Law Examination 1999-09-17
S63 Uniform Securities Agent State Law Examination 1988-06-10
  • S66 Uniform Combined State Law Examination
    2012-07-10
  • S65 Uniform Investment Adviser Law Examination
    1999-09-17
  • S63 Uniform Securities Agent State Law Examination
    1988-06-10
Other Names
  • J Abernethy
  • James Everett Abernethy
  • Jay Abernethy
  • James E. Abernethy

View on SEC IAPD

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AMERIPRISE FINANCIAL SERVICES, LLC · WINSTON-SALEM, NC
TIMONIER · WINSTON SALEM, NC
APOLLON WEALTH MANAGEMENT, LLC · Winston-Salem, NC
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