James Everett Abernethy

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → 08/2026
  Ubs Financial Services Inc.
  Winston-Salem, NC
• 08/2026 → Present
  Wells Fargo Advisors Financial Network, Llc
  Winston-Salem, NC

Previous Registrations

• 2012-07-12 → 2026-08-14
  Ubs Financial Services Inc.
  Winston-Salem, NC
  Advance, NC
• 2002-06-24 → 2005-12-31
  Wells Fargo Clearing Services, Llc
  Winston-Salem, NC
• 2002-01-28 → 2002-06-24
  Wachovia Securities, Inc.
  Winston Salem, NC

Exams

• S66 Uniform Combined State Law Examination
  2012-07-10
• S65 Uniform Investment Adviser Law Examination
  1999-09-17
• S63 Uniform Securities Agent State Law Examination
  1988-06-10

Other Names

• J Abernethy
• James Everett Abernethy
• Jay Abernethy
• James E. Abernethy