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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-08 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
733 Bishop Street Suite 2800, Honolulu, HI 96813 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Honolulu | HI | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
* 393367 - Lions Club of Honolulu; Investment related No; Honolulu, HI; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); July 2020; During business hours: 1; After business hours: 7; Accounting/Bookkeeping, Check Signing/Funds Disbursements.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-08-06 |
| S63 | Uniform Securities Agent State Law Examination | 1995-02-13 |
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