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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2003-02-26 |
Branch Locations
2050 Main Street Suite 520, Irvine, CA 92614 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 02/2003 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 02/2003 | Present |
1. TUSTIN CITY, COMMUNITY SERVICE COMMISSION, COMMISSIONER. 2. TUSTIN HOST LIONS CLUB, TREASURER AND BOARD MEMBER.3. TRUSTEE FOR IMMEDIATE FAMILY TRUST (MOTHER). 4. OUTSIDE FIXED BUSINESS. 5. Life Settlement Broker through Ashar Group, LLC. (Located at: 1800 Pembrook Drive, Ste. 240 Orlando, FL 32810).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-10 |
| S63 | Uniform Securities Agent State Law Examination | 1994-12-21 |
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