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Adel Joseph Wahba

Cetera Investment Advisers LLC

Irvine, CA

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-12
CA RA APPROVED 2020-11-12
  • TX RA
    APPROVED_RES
    Since 2021-11-12
  • CA RA
    APPROVED
    Since 2020-11-12

Branch Locations

15560 Rockfield Bldg. C, Suite 203, Irvine, CA 92618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 05/2001 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Irvine CA 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 05/2001 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Irvine, CA
  • 11/2020 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Irvine, CA
  • 2008-04-09 → 2012-07-02
    First Allied Securities, Inc.
    Irvine, CA
    Irvine, CA
    Irvine, CA
Other Businesses

1. AW WEALTH ADVISORY; DBA; SOLE PROPRIETER (100%); START DATE: 02/08/10; 2 DAYS A MONTH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-18
S63 Uniform Securities Agent State Law Examination 2001-05-29
  • S66 Uniform Combined State Law Examination
    2007-10-18
  • S63 Uniform Securities Agent State Law Examination
    2001-05-29
Other Names
  • Joseph Wahba Adel
  • Alex Wahba

View on SEC IAPD

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