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Current Employers
Capitol Securities Management, Inc.

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2011-11-18
  • VA RA
    APPROVED
    Since 2011-11-18

Branch Locations

414 E. Market Street St.SUite F, Charlottesville, VA 22902 • United States

4050 Innslake Drive Suite 250, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capitol Securities Management Charlottesville VA 11/2011 Present
  • 11/2011 → Present
    Capitol Securities Management
    Charlottesville, VA
Previous Registrations
  • 2005-04-04 → 2011-11-21
    Anderson & Strudwick, Incorporated
    Charlottesville, VA
    Charlottesville, VA
  • 2001-02-20 → 2005-04-04
    A&S Capital Advisors, Inc.
    Charlottesville, VA
Other Businesses

1) Name of Business: US Lacrosse Investment-related: no Address: 2 Loveton Circle, Sparks, MD 21152 Nature of the other business: governing body of lacrosse in the US Position, title, or relationship with the other business: Clinician Start date:10/3/16 Approximate number of hours/month you devote to the other business: 9 Approximate # of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: observe, teach, critique men's lacrosse officials 2) Name of Business: Officiate Highschool and College Lacrosse Investment-related: no Address: Charlottesville Area Nature of the other business: officiating lacrosse games Position, title, or relationship with the other business: Official Start date: 2011 Approximate number of hours/month you devote to the other business: 10 hrs/week Approximate # of hours/month you devote to the other business during securities trading hours: 0 Describe your duties relating to the other business: officiate lacrosse games 3)"Name of Business: Old Dominion Athletic Conference Investment-related: no Address: 16001 Forest Road Suite B Forest, VA24551 Nature of the other business: Assigning officials for men's lacrosse games for the conference Position, title, or relationship with the other business: conference assigner Start date: 9/1/22 Approximate number of hours/month you devote to the other business:5 hrs/month Approximate # of hours/month you devote to the other business during securities trading hours: little to none Describe your duties relating to the other business: assign officials for the 12 schools within the conference "

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-03-10
S63 Uniform Securities Agent State Law Examination 1988-04-20
  • S65 Uniform Investment Adviser Law Examination
    1992-03-10
  • S63 Uniform Securities Agent State Law Examination
    1988-04-20
Other Names
  • Michael Cross

View on SEC IAPD

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