Donna Bartlett

Current Employers

Employment History

• 12/1994 → 10/2018
  First Allied Securities, Inc.
  San Diego, CA
• 07/2012 → 10/2018
  First Allied Advisory Services, Inc.
  Chesterfield, MO
• 05/2016 → 12/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 03/2020 → 06/2020
  M Holdings Securities, Inc.
  Portland, OR
• 01/2020 → 01/2022
  Finalis Securities Llc
  Corte Madera, CA
• 11/2018 → Present
  Self-Employed
  Alpine, CA
• 01/2022 → 11/2022
  Trace Wealth Advisors, Llc
  Los Angeles, CA
• 02/2022 → 10/2022
  Justly Markets Llc
  New York, NY
• 01/2023 → Present
  Hancock Whitney Investment Services
  New Orleans, LA
• 07/2023 → 09/2023
  Ausdal Financial Partners, Inc
  Davenport, IA
• 04/2023 → Present
  Stancorp Equities Inc.
  Portland, OR
• 04/2023 → Present
  Stancorp Investment Advisers, Inc.
  Portland, OR

Previous Registrations

• 2022-01-21 → 2022-11-02
  Trace Wealth Advisors
  Alpine, CA
• 2020-04-03 → 2020-06-11
  M Holdings Securities, Inc.
  Portland, OR
  Alpine, CA
• 2012-07-02 → 2018-10-01
  First Allied Advisory Services, Inc.
  Chesterfield, MO
  San Diego, CA
• 2007-01-26 → 2012-07-02
  First Allied Securities, Inc.
  San Diego, CA
  San Diego, CA

Other Businesses

Bates Group LLC; Not investment related; 10220 SW Greenburg Rd Suite 200, Portland, OR 97223; Compliance consulting services; Consultant/Independent Contractor; 05/01/2019; 10 hours spent per month, 2 during trading hours; Provide Consulting Services. Complier Consulting Services LLC; Not investment related; 530 E 76th St Apt 30H, New York, NY 10021; Compliance consulting and resources to BDs and Advisory firms; Consultant/Independent Contractor; 12/01/2021; 0 hours spent per month, 0 during trading hours; Provide Consulting Services, Hancock Whitney Investment Services Inc; Investment related; 701 Poydras St 3100 Suite, New Orleans, LA 70139; A limited purpose broker-dealer/SEC registered RIA; Chief Compliance Officer; 01/18/2023; 10 hours spent per month, 2 during trading hours; Provide outsourced CCO services to HWIS through consulting agreement with Bates Group. Patten Training & Review, LLC; Not investment related; 85 Frontera Cir, Spring, TX 77382; Provides principal outsourcing, compliance and training; Consultant/Independent Contractor; 04/04/2023; 10 hours spent per month, 1 during trading hours; Provide Compliance Consulting

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-11-18
• S63 Uniform Securities Agent State Law Examination
  1991-02-27

Other Names

• Donna Lynn Barahura
• Donna Lynn Bartlett
• Donna Bartlett Lawson