Gifford Leon Tompkins

Current Employers

The Tides Group

2255 Avenida De La Playa Suite 3, La Jolla, CA 92037 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-11-13

CA RA
APPROVED

Since 2020-11-13

Branch Locations

2255 Avenida De La Playa Suite 3, La Jolla, CA 92037 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
World Vision International	Monrovia	CA	04/2014	06/2021
The Tides Group	La Jolla	CA	11/2018	Present

04/2014 → 06/2021

World Vision International

Monrovia, CA
11/2018 → Present

The Tides Group

La Jolla, CA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-09-07
S63	Uniform Securities Agent State Law Examination	1988-04-04

S65 Uniform Investment Adviser Law Examination

2020-09-07
S63 Uniform Securities Agent State Law Examination

1988-04-04

Other Names

Leon Tompkins

View on SEC IAPD

Current Employers

The Tides Group

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews