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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-30
  • TX RA
    APPROVED
    Since 2020-10-30

Branch Locations

Research Forest Lakeside Building 4 2445 Technology Forest Boulevard - Suite 510, The Woodlands, TX 77381 • United States

711 Louisiana Street 15Th Floor, Houston, TX 77002 • United States

Spring, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Henderson NV 08/2016 02/2017
Advanced Income Solutions, Llc Henderson NV 02/2017 10/2020
First Tryon Securities, Llc Charlotte NC 08/2017 10/2020
Oppenheimer & Co. Inc. The Woodlands TX 10/2020 Present
  • 08/2016 → 02/2017
    Self Employed
    Henderson, NV
  • 02/2017 → 10/2020
    Advanced Income Solutions, Llc
    Henderson, NV
  • 08/2017 → 10/2020
    First Tryon Securities, Llc
    Charlotte, NC
  • 10/2020 → Present
    The Woodlands, TX
Previous Registrations
  • 2017-05-16 → 2020-10-30
    Advanced Income Solutions, Llc
    Henderson, NV
    Las Vegas, NV
Other Businesses

1.PURCHASED A HOMEVESTORS FRANCHISE & WILL OPERATE AS OWNER. THE ADDRESS IS MY RESIDENCE. 2.I WILL BE OWNER & CEO OF RESIDENTIAL PROPERTY ACQUISTIONS LLC AND PLAN TO BEGIN OPERATION ON JAN 15, 2024. I PLAN ON SPENDING LESS THAN 10 HOURS PER MONTH & NONE DURING SECURITIES TRADING HOURS. DUTIES WILL INCLUDE BOOKKEEPING. IT IS NOT RELATED TO SECURITIES INVESTING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-14
S63 Uniform Securities Agent State Law Examination 1991-03-04
  • S66 Uniform Combined State Law Examination
    2016-12-14
  • S63 Uniform Securities Agent State Law Examination
    1991-03-04

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