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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 1999-10-21 |
| TX | RA | APPROVED_RES | 1999-09-03 |
Branch Locations
6400 S Fiddlers Green Cir, Greenwood Village, CO 80111 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Denver | CO | 09/1999 | Present |
| Bank Of America, Na | Englewood | CO | 09/2009 | Present |
I*23981 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: VALOR CHRISTIAN HIGH SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: 3775 E GRACE BLVD, HIGHLANDS RANCH, COLORADO 80126 NATURE OF BUSINESS: OTHER,SCHOOL POSITION, TITLE, ASSOCIATION: OTHER, TENNIS COACH START DATE OF RELATIONSHIP: 2/18/2009 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: COACHING BOYS AND GIRLS TENNIS TEAMS TENNIS COACH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-03-24 |
| S63 | Uniform Securities Agent State Law Examination | 1988-04-22 |
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