Thomas Wesley Johnson

Current Employers

Global Brokerage Services, Inc.

11350 Mccormick Road Epiii, Suite 1204, Hunt Valley, MD 21031 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2012-12-03
FL	RA	APPROVED	2009-04-24
PA	RA	APPROVED	2008-08-19
IL	RA	APPROVED	2007-03-07
MD	RA	APPROVED	2000-08-08

NC RA
APPROVED

Since 2012-12-03
FL RA
APPROVED

Since 2009-04-24
PA RA
APPROVED

Since 2008-08-19
IL RA
APPROVED

Since 2007-03-07
MD RA
APPROVED

Since 2000-08-08

Branch Locations

11350 Mccormick Rd Ep Iii Suite 901, Hunt Valley, MD 21031 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Johnson & Sweigart	Towson	MD	07/1989	Present
Global Brokerage Services, Inc.	Towson	MD	10/1994	Present

07/1989 → Present

Johnson & Sweigart

Towson, MD
10/1994 → Present

Global Brokerage Services, Inc.

Towson, MD

Other Businesses

JOHNSON &SWEIGART: NON INVESTMENT RELATED 11350 MCCORMICK RD EP III SUITE 901 HUNT VALLEY, MD 21031 ACCOUNTING/TAX: 5 HRS/WK DURING TRADING HRS PROVIDE ACCOUNTING AND TAX PREP FOR INDIVIDUAL/BUSINESS CLIENTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1998-10-15
S63	Uniform Securities Agent State Law Examination	1993-10-11

S65 Uniform Investment Adviser Law Examination

1998-10-15
S63 Uniform Securities Agent State Law Examination

1993-10-11

View on SEC IAPD

Current Employers

Global Brokerage Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews