Tom Vincent Brattain

Current Employers

Employment History

• 01/1988 → Present
  The Guidance Group
  Portland, OR
• 11/1998 → 10/2017
  Sii Investments, Inc.
  Portland, OR
• 10/2017 → 06/2024
  Securities America, Inc.
  Portland, OR
• 10/2017 → 06/2024
  Securities America Advisors
  Portland, OR
• 06/2024 → Present
  Osaic Wealth, Inc.
  Portland, OR

Previous Registrations

• 2017-10-23 → 2024-06-14
  Securities America Advisors, Inc.
  Portland, OR
• 2003-10-16 → 2017-10-20
  Sii Investments, Inc.
  Portland, OR
  West Linn, OR

Other Businesses

1) SAA Position: IAR Nature: Investment advisory services Investment Related: Yes Hours: 80 Securities Trading Hours: 80 Start Date: 10/17/2017 Address: 12325 Port Grace Blvd, La Vista NE 68128 2) The Guidance Group - DBA Position: Owner Nature: Life insurance, fixed annuities, long term care insurance Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 06/15/1988 Address: 10250 SW Greenburg Road, Suite 120, Portland OR 97223 3) Rental Position: I own the space the renter rents. Nature: We rent the lower level of our shop (at our home) to the previous owner of the home. Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 09/20/2007 Address: 9325 SW 165th Place, Beaverton OR 97007

Exams

• S66 Uniform Combined State Law Examination
  2003-10-10
• S63 Uniform Securities Agent State Law Examination
  1988-02-18