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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2004-10-08
NJ RA APPROVED 2002-12-03
  • TX RA
    APPROVED_RES
    Since 2004-10-08
  • NJ RA
    APPROVED
    Since 2002-12-03

Branch Locations

194 Wood Ave S, Iselin, NJ 08830 • United States

100 Federal St Merrill Edge - Consumer Banking, Boston, MA 02110 • United States

Marlboro, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch,Pierce,Fenner&Smith Inc Pennington NJ 03/2001 Present
Bank Of America, Na Pennington NJ 12/2009 Present
  • 03/2001 → Present
    Merrill Lynch,Pierce,Fenner&Smith Inc
    Pennington, NJ
  • 12/2009 → Present
    Bank Of America, Na
    Pennington, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-26
  • S66 Uniform Combined State Law Examination
    2001-06-26
Other Names
  • Michael S Troicki

View on SEC IAPD

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