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19200 Von Karman Ave Suite 150, Irvine, CA 92612-6566 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-02 |
| LA | RA | APPROVED | 2007-08-07 |
| TX | RA | APPROVED | 2007-08-07 |
Branch Locations
19200 Von Karman Ave Suite 150, Irvine, CA 92612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Engemann Asset Management (Fka Roger Engemann & Associates, Inc) | Pasadena | CA | 06/2005 | Present |
| Index Fund Advisors, Inc. | Irvine | CA | 12/2005 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-11-16 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-05 |
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