Douglas Paul Ferry

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-09-27
IN	RA	APPROVED	2010-03-05

TX RA
APPROVED

Since 2022-09-27
IN RA
APPROVED

Since 2010-03-05

Branch Locations

755 W Carmel Drive Suite 213, Carmel, IN 46032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network Llc	Carmel	IN	05/2009	Present

05/2009 → Present

Wells Fargo Advisors Financial Network Llc

Carmel, IN

Other Businesses

DP FERRY FINANCIAL, INC. INVT RELATED, CARMEL, IN, 100% OWNERSHIP, START DATE 7/3/2008, 15 TO 20 HRS PER MONTH, LESS THAN 30 MINUTES DURING TRADING, FOR FINET PACTICE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-03-01

S66 Uniform Combined State Law Examination

2010-03-01

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

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Exams

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